Our client specializes in printing financial documents required by the SEC.  The also handle electronic filings via the EDGAR system.  Our client compiles information into any kind of format that their client wants, whether it’s printing their annual reports, creating digital files or information, packaging, using different media or formats that gets sent to the shareholders, employees, customers or to the public. The VP of Strategic Marketing (Compliance Solutions) will market their ability to service clients that have regulatory obligations.   

Responsibilities:

• Strategic Marketing leader for Compliance solutions which have traditionally focused on SEC filing requirements and are now expanding to include eProxy and other Access=Delivery opportunities

• Develop and implement strategy which addresses Access=Delivery (eProxy) rulings in the US

• Deep knowledge of public company SEC filing and notification requirements (10K, 8K, proxy, EDGAR)

• Understands current and future role of transfer agents and trends impacting beneficial versus registered shareholders

• Evaluate systems and companies in areas adjacent or complementary to traditional services for partnerships or investments

• Responsible for  strategic and product planning and product management

• Skilled at handling collaborative working environment where sales, marketing and IT are at the table

• Able to anticipate changes in various regulatory environments (US and overseas)

• Anticipate and analyze the global needs of emerging clients

• Be the spokesperson for industry/marketplace trends

• Experience with Investor Relations and Transfer Agent activity

Requirements:

• Minimum 10 years experience

• BA/BS required, MBA preferred

• Supervise 4-8 direct reports